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The New FRCP Rule 37(e) and the Need for Archiving
The December 2006 amendments to the Federal Rules of Civil Procedure (FRCP), specifically Rule 37, established when litigation can be reasonably anticipated, the duty of both sides is to immediately...
View ArticleLessons from the Libor Scandal
The financial services industry has faced a number of compliance challenges in recent years, stemming from not having the supervisory and control systems in place to prevent misconduct and conflicts of...
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What’s New in Socialite? September 2015
The September release of Socialite is now available, and we’d like to share with you what’s new and how these updates and features can help you manage risk and be more successful on social networks....
View ArticleActiance and IBM Team Up to Provide a Unified Platform for Communications...
The reliance on social networks (LinkedIn, Facebook and Twitter, etc.), enterprise social software (SharePoint, Jive, Chatter, Connections, etc.) and Unified Communications channels (Lync, Jabber,...
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Wall Street Regulator (FINRA): Procedures, Recordkeeping, Education Key For...
At a recent event, Al Raymond, SVP, Head of U.S. Privacy & Social Media Compliance, TD Bank asked Amy Sochard, Senior Director, Advertising Regulation, Financial Industry Regulatory Authority...
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How Will the Safe Harbor Ruling Affect Compliance?
“While the recent digital data sharing ruling from the European Court of Justice didn’t come as a surprise, the implications on global business operations and technical complexities for online and...
View ArticleReducing Risks Of Communications For Regulated Industries
For companies operating in highly regulated industries such as financial services, energy, healthcare, pharmaceuticals and public sector, the risks posed by communications and social channels has never...
View ArticleFRCP Changes and Legal Hold Practices – what to look for at #LTNY16
At this point, you have likely had your fill of posts that talk about the new FRCP amendments to Rules 26(e) on proportionality and 37(e) on the implications of failing to take reasonable steps to...
View Article5 Steps To Good Social Media Governance
“How can compliance officers meet the challenge of building good governance in a world where new communications are consistently emerging?” asked Melissa Callison, Global Marketing and Corporate...
View ArticleHow Twitter Engineers Use Metrics To Solve Problems
This is a great article that shows how Twitter Engineers use metrics to detect and resolve problems at their command center. Behind unmarked doors in office buildings across the globe, engineers sit in...
View Article6 Legal Issues When Healthcare Gets Social
In the healthcare world, today’s patients demand greater flexibility, convenience and cost transparency when they access health care. This has changed the face of communications for the healthcare...
View ArticleAIIM, MER and the future of “content management”
Just completed my tour through the most recent editions of the AIIM and MER conferences, and I am left with one question – what is the future of “content management”? Perhaps I am stuck on the question...
View ArticleFINRA Annual Conference Recap, Day 2 (4 of 5) #FINRA2016
This blog is by Joanna Belbey, Compliance Subject Matter Expert, Actiance. Follow Joanna @Belbey. This is a continuation from my blog “FINRA Annual Conference Recap, Day 2 (3 of 5) #FINRA2016” where I...
View ArticleCompliance Challenges for Firms in the Digitalised World
Customers are driving the demand for digitalised services from financial organisations, whether it’s video interviews, social media interaction or a chat app. With competition to serve these customers...
View ArticleAsia Pacific Compliance Requirements for Use of Electronic Communications
The scope of regulations, guidelines, and legislation that cover the management, supervision, and retention of communications and social channels is extensive around the world. Regulated firms in most...
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What’s New in Socialite (August 2016)
The August release of Socialite is now available, and we’d like to share with you what’s new and how these updates and features can help you manage risk and be more successful on social networks....
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Wall Street Regulator (FINRA): Procedures, Recordkeeping, Education Key For...
At a recent event, Al Raymond, SVP, Head of U.S. Privacy & Social Media Compliance, TD Bank asked Amy Sochard, Senior Director, Advertising Regulation, Financial Industry Regulatory Authority...
View ArticleClik here to view.
How Will the Safe Harbor Ruling Affect Compliance?
“While the recent digital data sharing ruling from the European Court of Justice didn’t come as a surprise, the implications on global business operations and technical complexities for online and...
View ArticleWhat’s New in Socialite? January 2016
<note: add screen shot of “What’s New in Socialite? January 2016> The January release of Socialite is now available, and we’d like to share with you what’s new and how these updates and features...
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Wall Street Regulator (FINRA): Procedures, Recordkeeping, Education Key For...
At a recent event, Al Raymond, SVP, Head of U.S. Privacy & Social Media Compliance, TD Bank asked Amy Sochard, Senior Director, Advertising Regulation, Financial Industry Regulatory Authority...
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